Eugene C. Corbett Jr.
As much as any behavior, eating reflects the complexities and variability of human life. What and how we eat derives in large measure from our psychological and cultural milieu, as much as it does from what happens to be on the table or at the grocery store. Yet fundamentally, food is nutrient. It serves the biologic need for the growth, development, and maintenance of tissue structure and function. When chosen wisely by the consumer and coupled with the wisdom of the gastrointestinal tract in selection and absorption, nutrient elements fulfill their varied purposes without causing harm to the individual. However, when nutrient consumption significantly varies below or beyond biologic need, pathologic consequences may ensue. Although historically, and in certain parts of the world even now, diseases of under-nutrition have been more common, in Western culture, diseases of nutrient excess have become epidemic. It has been estimated that diet—activity patterns account for at least 14% of the causes of death in the United States, particularly through their influence on the development of cancer, cardiovascular disease, and diabetes mellitus (1). By implication, the morbid effects are even greater. In clinical care, an understanding of and attention to the essential aspects of human nutrition is therefore important, so that when aberrations in health occur, appropriate efforts to modify nutritional influences can be undertaken.
Food to the consumer is more than nutrient. It is also the source of important and pleasurable experiences that motivate eating beyond that which biologic need dictates. Thus, excessive or, at times, deficient intake of nutrient on a day-to-day basis is more likely the rule than the exception. Fortunately, the body has the capacity in many instances to eliminate nutrients that are consumed in excess of need, as well as the ability to store others in physiologically neutral depots for use when intake may be insufficient. Vitamin B12, for example, is used at a rate of about 1 µg per day, while the capacity for hepatic storage is approximately 1500 times that much. When B12 intake exceeds these metabolic needs and storage capacities, the excess is eliminated by the kidney, a process made easy because of the water-soluble nature of this vitamin. Caloric nutrient, however, which is maximally absorbed and generally not excreted, increases disease risk when accumulation begins to exceed 120% ideal body weight (IBW). And vitamin A, because of its fat-soluble nature and the body's more limited storage and elimination capacity of it, causes a variety of pathologic consequences when consumed in sufficient excess. In the final analysis, and despite the many influences that motivate what and how people eat, the essential clinical concern is the health risk associated with either a sustained deficit or excess of nutrient in the diet.
This chapter emphasizes an approach to assessing nutrition and those situations when nutritional advice is appropriate in the care of the ambulatory patient. Special attention is given to selected nutrients, consensus dietary recommendations, and contemporary dietary patterns. For easy reference, much of the information is provided in table form.
Standard Nutritional Information and Recommendations
Generally speaking, nutritional information should be considered approximate when compared to more objective data that are often available for evaluating health status. For example, nutritional studies show that dietary intake reported by the patient often understates, and only occasionally overestimates actual nutrient intake (2). Similarly, nutrient intake values included in many of the tables and charts in this chapter are approximations of food values derived from standard references. Understanding of general amounts is given priority over focusing on smaller differences that might be attributed to variable food portion sizes, the chosen example of a certain food group, or the variability that is generally assigned to differences in gender. Variability in labeled and reported nutrition data is a
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result of many factors, including differences in food packaging, growing environments, and manufacturing. Nutrient intake also varies from individual to individual, depending on food preferences, genetic endowment, body size, gastrointestinal function, physical activity, and, most of all, eating habits and even bite size. For most clinical thinking about nutrition in day-to-day practice, average values suffice for general assessment and advising purposes.
Guidelines for Americans
The availability and standardization of nutritional information has increased in recent years because of both consumer demand and government influence on food consumption recommendations and food labeling. Since 1980, the United States Departments of Agriculture (USDA) and Health and Human Services (DHHS) have published Dietary Guidelines for Americans every 5 years, most recently in 2005 (3). These represent consensus recommendations for food consumption in the United States and provide the basis for federal nutrition policy. They are based on the work of a committee of nutrition experts who regularly review existing published literature. The guidelines include theFood Guide Pyramid (Fig. 15.1), which is widely used to educate the consumer about ideal food consumption choice. The pyramid depicts, in terms understandable to the average layperson, daily recommended proportions from each major food group. In the 2005 version, the food guide pyramid was turned on its side to allow for depicting more selected variation in amounts of recommended nutrients based on age and physical activity level. An interactive version of the food pyramid that provides more information is available athttp://www.mypyramid.gov/pyramid/index.html.
Nutrients are reorganized into six categories (grains, vegetables, fruits, oils, milk, and meat/beans) plus a seventh “discretionary calorie allowance” category (e.g., solid fat, added sugars). Table 15.1 lists these seven food groups and the recommended daily amounts of each based on an average intake of 2000 calories. Table 15.2 contains a breakdown of recommended intake by selected individual nutrients.Tables 15.1 and 15.2 also contain recommendations for the DASH (Dietary Approaches to Stop Hypertension) Eating Plan. This federally sponsored set of dietary recommendations was originally developed to study the effects of an eating pattern on the prevention and treatment of hypertension. It differs from the standard Food Guide in recommending lower amounts of fat and sugar, and higher amounts of calcium, magnesium, and potassium. Table 15.3 illustrates the estimated calorie requirements as a function of age and gender for three levels of physical activity. Table 15.4 provides a guide for estimating caloric expenditure for a variety of common physical activities.
An appropriate diet is one that maintains an appropriate body weight, provides sufficient daily nutrient intake so that deficiency and excess are avoided, and minimizes the risk of subsequent disease. The guidelines summarized in Figure 15.1 and Tables 15.1,15.2,15.3,15.4provide help to health care practitioners and the public in this regard.
Nutritional Labeling
Uniformity in nutrition labeling accelerated in the United States with the passage of the Nutrition Labeling and Education Act in 1990 (NLEA, Public Law 101–535). This federal mandate preempted all existing state and federal laws and regulations and stimulated a planned schedule to achieve uniformity in the way that food content is named and quantified on all food products, including water (4). Food labels contain standardized information on serving size, caloric content, and ingredients (Fig. 15.2). Reference is also made to the amount of certain ingredients in comparison to recommended daily values (5). There are 14 mandatory per-serving components of the nutrition label: total calories, total fat, saturated fat, trans fat, cholesterol, sodium, total carbohydrate, dietary fiber, sugars, protein, vitamin A, vitamin C, calcium, and iron.
Percent of recommended daily values for specific nutrients as recommended by the USDA/HHS is required in food labeling and is listed as a footnote at the bottom of the label (Fig. 15.2). The daily value indicated is based on an average caloric intake of both a 2,000 and 2,500 kcal per day diet for an adult who performs at a light-to-moderate activity level. Although exact definitions are not used, this designation generally refers to an individual who is not sedentary in lifestyle and who does not perform specific daily exercise. The actual daily value may be higher or lower depending on physical activity level.
Recommended Daily Allowance/Dietary Reference Intake
The recommended daily allowance (RDA) for specific nutrients was established by the Food and Nutrition Board of the National Academy of Sciences and was last revised in 1989. They represent a nutrient intake value that is 2 standard deviations above the mean necessary to prevent disease in a healthy population (6). More recently, the dietary reference intake (DRI) has replaced the RDA. It is based on nutrient intake recommendations of the Institute of Medicine (7). The DRI is intended to incorporate a set of nutrient reference values that encompass the RDA and various Canadian and European value systems.
Organic Food Standards
In recent years, increasing emphasis is being given to foods that have been grown in more naturalized environments that do not involve synthetic growth influences or processing methods. Beginning with the Organic Food Production
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Act of 1990, the U.S. Department of Agriculture has implemented a set of national standards that must be met before nationally or internationally produced foods can be labeled as “organic.” The standards do not officially recognize or endorse other descriptive terms, such as “natural” or “hormone-free.” The USDA defines an organic food as follows:
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FIGURE 15.1. The U.S. Department of Agriculture Food Guide Pyramid. |
Organic food is produced by farmers who emphasize the use of renewable resources and the conservation of soil and water to enhance environmental quality for future generations. Organic meat, poultry, eggs, and dairy products come from animals that are given no antibiotics or growth hormones. Organic food is produced without using most conventional pesticides, fertilizers
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made with synthetic ingredients or sewage sludge, bioengineering, or ionizing radiation. Before a product can be labeled “organic,” a government-approved certifier inspects the farm where the food is grown to make sure the farmer is following all the rules necessary to meet USDA organic standards. Companies that handle or process organic food before it gets to your local supermarket or restaurant must be certified, too (8).
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TABLE 15.1 Sample USDA Food Guide and the DASH Eating Plan at the 2,000-Calorie Levela |
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In a more recent promulgation, the USDA allows for four categories of food labeling, depending on the organic purity of the foods produced: “100% Organic,” “Organic” (at least 95% organic ingredients), “Made With Organic Ingredients” (at least 75% organic ingredients), and “Made With Some Organic Ingredients” (less than 70% but more than 30% organic ingredients). The USDA makes no claim that organically produced food is safer or more nutritious than conventionally produced food.
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TABLE 15.2 Comparison of Selected Nutrients in the Dietary Approaches to Stop Hypertension (DASH) Eating Plana, the USDA Food Guideb, and Nutrient Intakes Recommended per Day by the Institute of Medicine (IOM)c |
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TABLE 15.3 Estimated Calorie Requirements (in Kilocalories) for Each Gender and Age Group at Three Levels of Physical Activitya |
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TABLE 15.4 Physical Activity and Caloric Expenditurea |
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Survey Data on Nutritional Patterns
Because the study of nutrition and its relationship to health status has become increasingly important, national nutritional surveillance surveys were begun in the United States in 1970 (9). National Health and Nutrition Examination Surveys (NHANES) have been conducted three times—1971, 1976, and 1988—by the National Center for Health Statistics of the Centers for Disease Control and Prevention (NCHI/CDC). These population-based surveys use a probability sample of 25,000 to 35,000 individuals, using 24-hour dietary recall and food frequency questionnaires. Physical examination and a battery of clinical measurements and tests are also performed on all individuals in the sample. The NHANES data are used to establish food consumption patterns and nutritional status by both demographic and nutrient-specific criteria.
In 1995, the USDA initiated the Healthy Eating Index to measure how well American diets conform to recommended healthful eating patterns such as those included
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in the Food Guide Pyramid. The 10 components of this index include grains, vegetables, fruits, milk, meat, total fat, saturated fat, cholesterol, sodium, and food variety. For two studies done in 1989 and 1990, a 3-day dietary intake was obtained using a sample size of approximately 4,000 individuals 2 years of age and older. The maximum score for the 10-component index is 100 points. Average overall scores for the 1989 and 1990 data were 63.8 and 63.9, respectively. Approximately 12% of persons had an index score above 80, and 15% were at 50 or below. The majority of individuals studied had diets that were rated as “Needs Improvement” (10).
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FIGURE 15.2. How to read a nutrition facts label. (From the U.S. Food and Drug Administration/Center for Food Safety & Applied Nutrition. How to Understand and Use the Nutrition Facts Label. June 2000; updated July 2003, and November 2004. Reproduced with permission from http://www.cfsan.fda.gov/~dms/foodlab.html. Last accessed December 15, 2005.) |
Nutritional Assessment
Although primary care practitioners may refer patients to nutritionists for detailed assessments of dietary habits and for assistance in managing patients with nutritionally related disease such as obesity, atherosclerosis, diabetes, and renal failure, much general dietary counseling can be and is done by primary care practitioners. Useful dietary counseling requires a practical approach to nutritional assessment that helps to identify dietary deficiencies and excesses. The two steps of a practical approach to assessment include (a) taking a nutritional history and assessing nutrient intake and (b) recognizing manifestations of nutritional deficiency or excess.
Table 15.2 shows the important human macronutrients and micronutrients. Macronutrients are consumed in readily observed forms. Micronutrients, on the other hand, are less visible constituents of the major food groups. They include vitamins (organic compounds that are required in small amounts) and minerals.
The portion sizes used in this chapter, which may vary considerably from individual to individual, are based on a standard reference that is widely used by nutrition professionals (11).
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TABLE 15.5 Disease–Nutrient Associations |
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Obtaining Information about a Patient's Nutrition
Importance of Nutritional History Taking
The initial step in identifying dietary influence in the routine care of the patient is to collect information that provides a database for each individual with respect to important nutrients. From this, a judgment can then be made about whether these nutrients are deficient or excessive in the patient's diet. The nutrient history can be obtained by the health care practitioner directly or by another staff member. A practitioner-directed history has the advantage that the practitioner can simultaneously assess the patient's willingness to discuss his or her eating habits and make a judgment as to the veracity of the information. Additionally, the patient is more likely to conclude that personal nutrition has value comparable with other data that one seeks in the clinical interview. Given the major impact that diet has upon the etiology, pathogenesis, and course of many diseases, such a dialogue is important in current prevention and treatment strategies. Table 15.5 lists the nutrients associated with the most common contemporary diseases of people (12,13).
Practical Assessment of Nutrient Intake
Formal nutritional intake information is usually obtained with the use of either food frequency (FFQ) or daily food intake questionnaire. The latter may be done on the basis of a 24-hour dietary recall (past 24 hours) or by having the patient complete a daily food diary over a specified period of time.
Table 15.6 contains a list of questions that represent a suggested narrative for nutritional assessment. It combines elements of specific 24-hour dietary recall with that of general questioning about a patient's eating habits. It has the advantage of validating an individual's self-perception of personal nutrition with 24-hour eating recall information and includes specific inquiry about between-meal intake. When inconsistency in responses occur, discussion of them may lead to a better understanding of a patient's pattern of food consumption and of the type of exceptions that the patient makes in the day-to-day personal rules for eating. Although a single 24-hour hour dietary recall may be atypical, repeated 24-hour recalls can provide a fairly reliable assessment of average dietary intake.
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TABLE 15.6 Sample Clinical Nutrition History That Combines Specific Dietary Recall and General Information |
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An alternative, more time-efficient way to assess 24-hour intake is to give the patient a readable table of information about food groups such as Table 15.1, and have the patient fill in the number of servings of each food group consumed in the prior day. Because food intake reporting methods have been shown to collect information that often underestimates actual food consumption (2), it is wise to interpret any food intake report as representing minimal food consumption at best. Nevertheless, such information
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is essential in developing a starting point for discussion of an individual's food consumption behavior.
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TABLE 15.7 Micronutrient Laboratory Tests |
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Once information about the average daily food intake is collected, an estimate of actual macronutrient and micronutrient element consumption can be made using the basic information in Tables 15.1 and 15.2.
Micronutrient intake is generally assessed by an analysis of food type consumption. It can also be inferred from serum biochemical testing (Table 15.7). Table 15.8 contains additional information about selected micronutrients that is pertinent to assessment regarding sufficient intake. It includes the recommended daily DRI, the type of food that generally provides each nutrient (vegetal, meat, dairy), and the food servings that would provide all of the RDA. The amount of each micronutrient which is contained in a standard over-the-counter multivitamin or pill supplement is also shown. Finally, when considering micronutrient dietary adequacy, it is helpful to know the amount that is stored in the body, the estimated duration of use of the body's storage amount, and amount lost daily (Table 15.9) (6).
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TABLE 15.8 Micronutrient Dietary Sources (Recommended Amounts May Vary with Age and Gender) |
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Recognizing Clinical Manifestations of Nutritional Deficiency and Excess
In addition to the nutrition history, physical examination offers important clues to both macro- and micronutrient-related abnormalities.Tables 15.10 and 15.11 summarize some of the more important signs of nutrient deficiency and excess.
Considerations Related to Selected Nutrients
Certain nutrients are particularly important in their relationship to health and disease; some because they constitute the basic components of a selective diet (e.g., a vegetarian diet), some because of their influence upon caloric intake, some because of refinement in the processing of foods in the past century, and others because they contribute to commonly experienced symptoms.
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TABLE 15.9 Micronutrient Storage Capacity and Daily Losses |
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Vegetarian Diets
Vegetarian diets are increasingly popular. One of the more obvious reasons is the current epidemic of hypercholesterolemia and atherosclerosis related to the intake of saturated fats and the cholesterol content in animal protein foods. Secondly, evidence that vegetal sources of protein contain sufficient amounts of the ten essential amino acids is debunking the long-held myth that vegetarian eating does not provide as complete a protein source as animal meats (14). An important example is the demonstration that soybeans contain an amino acid content equivalent to that of egg albumin, the long-held standard referent for an ideal protein source (15).
Finally, it is increasingly appreciated that vegetarian eating not only can sustain health, but it can lead to improved health status. For example, studies show that vegetarian diets are consistently associated with lower rates of ischemic heart disease (16, 17, 18, 19, 20, 21). In addition, studies of Seventh-Day Adventists reveal that their vegetarian-oriented lifestyle is also associated with decreased rates of cancer and all-cause mortality (22). Vegetarian diets contain higher amounts of fiber, antioxidants, folic acid, and phytochemicals, all of which are receiving increasing attention in modern dietary recommendations.
The vegetarian tradition is Asian in origin, particularly among Hindu populations. It currently includes a number of variations along a continuum of vegetarian purity. A vegan diet is considered the strictest diet. It excludes all forms of animal products including dairy and honey. A lactovegetarian diet includes dairy products, and ovolactovegetarian allows for the inclusion of both eggs and dairy. Many individuals use the term partial-vegetarian to indicate that they occasionally use animal products. A macrobiotic diet derives from East Asian traditions and in its most traditional form, involves the practice of a gradual change from a balanced vegetarian diet to one that primarily consists of grain, all in the interest of progressive nutritional and spiritual purity. Generally it emphasizes brown rice, fruits, and vegetables. Cooking is preferred over raw foods. Processed foods are avoided, as are tomatoes and potatoes. Fish is permitted.
The Food Guide Pyramid (Fig. 15.1) includes vegetarian eating in its general design and recommended food selections. The U.S. Department of Agriculture website
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contains more detailed information on vegetal choice (see http://www.hopkinsbayview.org/PAM). Complete sources of amino acids are obtained in diets that include a combination of legumes (beans, peas, lentils, soybeans) and grain. Tofu is a particularly versatile soybean-based product used in the preparation of many vegetarian dishes.
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TABLE 15.10 Clinical Manifestations Related to Macronutrients |
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TABLE 15.11 Clinical Manifestations Related to Micronutrients |
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In addition to alternative protein sources, vegetarian diets differ from meat-based diets in that they contain lower fat content and little saturated fat. They also have less iron, little if any vitamin B12, and less calcium and zinc. However, they contain more fiber and antioxidant vitamins, more magnesium, and more folate (23,24). In addition, they potentially limit vitamin D availability in wintry months when sun exposure is limited. Although years can pass before people who become vegans develop B12 deficiency, breast-fed infants of strict vegetarian mothers have been reported to develop B12 deficiency (25). As well, milk-free diets can lead to rickets in young children (26). Significant nutrient deficiency is unusual in nonvegan vegetarian individuals. When eggs and dairy are avoided, however, supplementation with vitamin B12, calcium, and vitamin D is recommended.
Calories
Caloric nutrient excess has reached epidemic proportions in the United States today. Obesity rates approach 40% of the adult population in this country and are increasing in many other countries (see Chapter 83). The increasing availability of energy-dense foods coupled with more sedentary lifestyles together contribute to this phenomenon. Furthermore, the epidemic of type II diabetes is associated with chronic caloric excess, sedentary lifestyle, and obesity.
The word calorie is derived from the Latin word calor meaning warm. The term is used as a measure of heat energy in food. Specifically, it refers to the amount of heat required to raise the temperature of 1 kg of water 1°C. In common food-related usage, the word calorie is used, although technically the term kilocalorie is the more correct designation. Table 15.12 shows the caloric value of the four major energy-containing nutrients.
Once ingested, more than 99% of caloric foods are absorbed. Very little of ingested caloric content is excreted in urine or stool under normal conditions. An exception is alcohol, which can be excreted unmetabolized in the urine. Ketones, which represent the incompletely metabolized combustion products of fat breakdown, are the other exception to this rule. Thus, most caloric intake is destined for either immediate metabolic use or storage as either glycogen (liver, muscle) or triglyceride (adipose cells).
The absorption and metabolic processing of caloric nutrients require energy. The incremental amount of caloric energy required in providing for metabolic processing varies from nutrient to nutrient (27,28). Table 15.13 shows average estimates for the metabolic cost of caloric macronutrient processing and storage. The net amount of calories stored for an equivalent (100 calories) amount of ingested carbohydrate, fat, or protein is shown. The last column of the table gives an estimate of the comparative annual weight that might be gained if an extra 100 kcal per day were eaten for each nutrient.
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TABLE 15.12 Energy Contained in Caloric Nutrients |
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TABLE 15.13 Caloric Processing and Storage |
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Salt
Sodium chloride is the major osmotic constituent of the extracellular vascular and interstitial spaces. It is also the major component of intravenous fluids. From a dietary perspective, it is also a nutrient that can be deficient or excessive in the diet. Excessive salt can contribute to expansion of the extracellular space and influence the development of hypertension and congestive heart failure. In an otherwise healthy individual, diet-related salt deficiency is rare.
The normal human is capable of adapting to a very wide range of salt intake. Under conditions of limited salt intake, the kidney will excrete less than 230 mg (10 mEq) of sodium per day. This represents about one-tenth of a teaspoon of salt. On the other hand, among certain Oriental cultures, an intake of more than 25 g per day has been documented. The renin–angiotensin–aldosterone system adjusts salt excretion to match salt intake.
In U.S. surveys, daily sodium intake ranges from 3.8 to 7.5 g (29). In a workplace study of urinary 24-hour sodium excretion, a large range (4 to 24 g) was observed (30). Approximately 50% of salt intake is that added by the consumer for seasoning. For example, 1 teaspoon of salt contains 1,800 mg of sodium. Because of its importance in common health problems, quantitative information about the amount of sodium is required for standard nutritional labeling (see Fig. 15.2). The maximum amount of sodium per day that is recommended is 2,400 mg (6 g of salt) (5). Table 15.14 lists the sodium and salt content of selected intake sources.
Sugar
The consumption of sugar in the American diet increased throughout the 20th century, continuing a trend that began in the 19th century when inexpensive methods of sugar production developed. The average annual per capita consumption was estimated to be 75 pounds in 1909, rising to approximately 130 pounds today. Sugar comprises approximately 25% of the total energy consumption in the U.S. diet. As an energy-dense nutrient that is easily consumed, it contributes to excess caloric intake and thus influences the development of obesity and diabetes. It also contributes to the development of dental caries.
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TABLE 15.14 Sodium–Salt Equivalents |
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Three-fourths of dietary sugar is sucrose, the type found in refined sugars; the remaining dietary sugars (fructose, maltose, lactose) come from natural foods such as fruit, honey, and milk. Sugar is added to many manufactured foods, including products not thought of as “sweet,” such as salad dressings, mayonnaise, catsup, bread, crackers, and chips. Table 15.15 lists the sugar and caloric content of a variety of modern foodstuffs.
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TABLE 15.15 Sugar Content of Selected Foods |
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TABLE 15.16 Fiber Content of Selected Foods |
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Fiber
Since the 1960s, the importance of fiber in the diet has become more appreciated. It had been considered an inert ingredient until clinical studies revealed an association between colonic disease and the lack of fiber in the diet, and a favorable effect of fiber on blood sugar control in diabetes.
There are six vegetal fiber constituents: gum, mucilage, pectin, hemicellulose, lignin, and cellulose. All but the latter two are at least partially digested by human colonic bacteria. The term bran generally refers to the form of fiber that passes unaltered through the digestive tract, usually consisting of cellulose, hemicellulose, and lignin. Dietary fiber has hydrophilic activity and increases the water content of small intestinal and colonic stool. These factors explain why fiber increases stool bulk and diminishes bowel transit time (31). Dietary fiber also slows gastric emptying time and moderates carbohydrate absorption rates (32). Fiber can increase the fecal loss of nutrients, but this effect has not been associated with overt nutritional deficiency. Table 15.16 shows the fiber content of common foods.
Specific References*
For annotated General References and resources related to this chapter, visit http://www.hopkinsbayview.org/PAMreferences.