Ellie E. Chan and Thomas J. George, Jr.
EPIDEMIOLOGY
Worldwide, gastric carcinoma represents the third or fourth most common malignancy. The frequency of gastric carcinoma occurrence at different sites within the stomach has changed in the United States over recent decades. The incidence of cancer of the distal half of the stomach has been decreasing in the United States since the 1930s. However, over the last two decades, the incidence of cancer of the cardia and gastroesophageal junction (GEJ) has been rapidly rising, particularly in patients younger than 40 years. There were 21,320 new cases and 10,540 deaths from gastric carcinoma in the United States in 2012.
RISK FACTORS
■Average age at onset is fifth decade
■Male-to-female ratio is 1.7:1
■African American-to-white ratio is 1.8:1
■Precursor conditions include chronic atrophic gastritis and intestinal metaplasia, pernicious anemia (10% to 20% incidence), partial gastrectomy for benign disease, Helicobacter pylori infection (especially childhood exposure—three- to fivefold increase), Ménétrier’s disease, and gastric adenomatous polyps. These precursor lesions are largely linked to distal (intestinal-type) gastric carcinoma
■Family history: first degree (two- to threefold); the family of Napoléon Bonaparte is an example; familial clustering; patients with hereditary nonpolyposis colorectal cancer (Lynch syndrome II) are at increased risk; germline mutations of E-cadherin (CDH1 gene) have been linked to familial diffuse gastric cancer and associated lobular breast cancer
■Tobacco use results in a 1.5- to 3-fold increased risk for cancer
■High salt and nitrosamine food content from fermenting and smoking process
■Deficiencies of vitamins A, C, and E; β-carotene; selenium; and fiber
■Blood type A
■Alcohol
■The marked rise in the incidence of gastroesophageal and proximal gastric adenocarcinoma appears to be strongly correlated with the rising incidence of Barrett’s esophagus
SCREENING
In most countries, screening of the general populations is not practical because of a low incidence of gastric cancer. However, screening is justified in countries where the incidence of gastric cancer is high. Japanese screening guidelines include initial upper endoscopy at age 50, with follow-up endoscopy for abnormalities. Routine screening is not recommended in the United States.
PATHOPHYSIOLOGY
Most gastric cancers are adenocarcinomas (more than 90%) of two distinct histologic types: intestinal and diffuse. In general, the term “gastric cancer” is commonly used to refer to adenocarcinoma of the stomach. Other cancers of the stomach include non-Hodgkin’s lymphomas (NHL), leiomyosarcomas, carcinoids and gastrointestinal stromal tumors (GIST). Differentiating between adenocarcinoma and lymphoma is critical because the prognosis and treatment for these two entities differ considerably. Although less common, metastases to the stomach include melanoma, breast, and ovarian cancers.
Intestinal Type
The epidemic form of cancer is further differentiated by gland formation and is associated with precancerous lesions, gastric atrophy, and intestinal metaplasia. The intestinal form accounts for most distal cancers with a stable or declining incidence. These cancers in particular are associated with H. pylori infection. In this carcinogenesis model, the interplay of environmental factors leads to glandular atrophy, relative achlorhydria, and increased gastric pH. The resulting bacterial overgrowth leads to production of nitrites and nitroso compounds causing further gastric atrophy and intestinal metaplasia, thereby increasing the risk of cancer.
The recent decline in gastric carcinoma in the United States is likely the result of a decline in the incidence of intestinal-type lesions, but remains a common cause of gastric carcinoma worldwide. Intestinal-type lesions are associated with an increased frequency of overexpression of epidermal growth factor receptors erbB-2 and erbB-3.
Diffuse Type
The endemic form of carcinoma is more common in younger patients and exhibits undifferentiated signet-ring histology. There is a predilection for diffuse submucosal spread because of lack of cell cohesion, leading to linitis plastica. Contiguous spread of the carcinoma to the peritoneum is common. Precancerous lesions have not been identified. Although a carcinogenesis model has not been proposed, it is associated with H. pylori infection. Genetic predispositions to endemic forms of carcinoma have been reported, as have associations between carcinoma and individuals with type A blood. These cancers occur in the proximal stomach where increased incidence has been observed worldwide. Stage for stage, these cancers have a worse prognosis than do distal cancers.
Diffuse lesions have been linked to abnormalities of fibroblast growth factor systems, including the K-sam oncogene as well as E-cadherin mutations. The latter results in loss of cell–cell adhesions.
Molecular Analysis
■Loss of heterozygosity of chromosome 5q or APC gene (deleted in 34% of gastric cancers), 17p, and 18q (DCC gene)
■Microsatellite instability, particularly of the transforming growth factor-β type II receptor, with subsequent growth-inhibition deregulation
■p53 is mutated in approximately 40% to 60% caused by allelic loss and base transition mutations
■Mutations of E-cadherin expression (CDH1 gene on 16q), a cell adhesion mediator, is observed in diffuse-type undifferentiated cancers and is associated with an increased incidence of lobular breast cancer
■Epidermal growth factor receptor overexpression, specifically Her2/neu and erbB-2/erbB-3 especially in intestinal forms
■Epstein-Barr viral genomes are detected
■Ras mutations are rarely reported (less than 10%) in contrast to other gastrointestinal cancers
DIAGNOSIS
Gastric carcinoma, when superficial and surgically curable, typically produces no symptoms. Among 18,365 patients analyzed by the American College of Surgeons, patients presented with the following symptoms: weight loss (62%), abdominal pain (52%), nausea (34%), anorexia (32%), dysphagia (26%), melena (20%), early satiety (18%), ulcer-type pain (17%), and lower-extremity edema (6%).
Clinical findings at presentation may include anemia (42%), hypoproteinemia (26%), abnormal liver functions (26%), and fecal occult blood (40%). Medically refractory or persistent peptic ulcer should prompt endoscopic evaluation.
Gastric carcinomas primarily spread by direct extension, invading adjacent structures with resultant peritoneal carcinomatosis and malignant ascites. The liver, followed by lung, is the most common site of hematogenous dissemination. The disease may also spread as follows:
■To intra-abdominal nodes and left supraclavicular nodes (Virchow’s node)
■Along peritoneal surfaces, resulting in a periumbilical lymph node (Sister Mary Joseph node, named after the operating room nurse at the Mayo Clinic, which form as tumor spreads along the falciform ligament to subcutaneous sites)
■To a left anterior axillary lymph node resulting from the spread of proximal primary cancer to lower esophageal and intrathoracic lymphatics (Irish node)
■To enlarged ovary (Krukenberg tumor; ovarian metastases)
■To a mass in the cul-de-sac (Blumer shelf), which is palpable on rectal or bimanual examination
Paraneoplastic Syndromes
■Skin syndromes: acanthosis nigricans, dermatomyositis, circinate erythemas, pemphigoid, and acute onset of seborrheic keratoses (Leser-Trélat sign)
■Central nervous system syndromes: dementia and cerebellar ataxia
■Miscellaneous: thrombophlebitis, microangiopathic hemolytic anemia, membranous nephropathy
Tumor Markers
Carcinoembryonic antigen (CEA) is elevated in 40% to 50% of cases. It is useful in follow-up and monitoring response to therapy, but not for screening. α-Fetoprotein and CA 19-9 are elevated in 30% of patients with gastric cancer, but are of limited clinical use.
STAGING
The American Joint Committee on Cancer (AJCC) has designated staging by TNM classification. In the 2010 AJCC 7th edition, tumors arising at the GEJ or in the cardia of the stomach within 5 cm of the GEJ that extend into the GEJ or esophagus are termed esophageal rather than gastric cancers. Gastric tumors involving muscolaris propria (T2), subserosa (T3), and serosa (T4a) are considered resectable, whereas invasion of adjacent structures (T4b) is not. The nodal stage relates to the number of involved regional nodes: N1, 1 to 2 involved nodes; N2, 3 to 6 involved nodes; N3a, 7 to 15 involved nodes; N3b, 16 or more involved nodes. The presence of positive peritoneal cytology is considered M1 as are distant metastases. Many of these staging classifiers represent changes from previous AJCC staging system editions, but continue to refine prognostic groups based on the best available outcome data (Table 5.1). Of note, alternative staging systems are used in Japan.

■Initial upper gastrointestinal endoscopy and double-contrast barium swallow identify suggestive lesions and have diagnostic accuracy of 95% and 75%, respectively, but add little to preoperative staging otherwise.
■Endoscopic ultrasonography assesses the depth of tumor invasion (T staging) and nodal involvement (N staging) with accuracies up to 90% and 75%, respectively.
■Computerized tomographic scanning is useful for assessing local extension, lymph node involvement, and presence of metastasis, although understaging occurs in most cases.
■Although whole-body 2-[18F]fluoro-2-deoxyglucose (FDG)–positron emission tomography (PET) may be useful in detecting metastasis as part of preoperative staging in some gastric cancer patients, the sensitivity to detect early-stage gastric cancer is only about 20% and overall appears less reliable than in esophageal cancer.
PROGNOSIS
Pathologic staging remains the most important determinant of prognosis (Table 5.1). Other prognostic variables that have been proposed to be associated with an unfavorable outcome include the following:
■Older age
■Male gender
■Weight loss greater than 10%
■Location of tumor
■Tumor histology: diffuse versus intestinal (5-year survival after resection, 16% vs. 26%, respectively); high-grade or undifferentiated tumors
■Four or more lymph nodes involved
■Aneuploid tumors
■Elevations in epidermal growth factor or P-glycoprotein level
■Overexpression of ERCC1 and p53; loss of p21 and p27
MANAGEMENT OF GASTRIC CANCER
Standard of Care
Although surgical resection remains the cornerstone of gastric cancer treatment, the optimal extent of nodal resection remains controversial. The high rate of recurrence and poor survival of patients following surgery provides a rationale for the use of adjuvant or perioperative treatment. Adjuvant radiotherapy alone does not improve survival following resection. In addition to complete surgical resection, either postoperative adjuvant chemoradiotherapy (chemoRT) or perioperative polychemotherapy appear to confer survival advantages. The results of the Intergroup 0116 study show that the combination of 5-fluorouracil (5-FU)-based chemoRT significantly prolongs disease-free and overall survival when compared to no adjuvant treatment. Similarly, the use of polychemotherapy pre- and postoperatively can increase disease-free and overall survival compared to observation.
In advanced gastric cancer, chemotherapy enhances quality of life and prolongs survival when compared with the best supportive care. There are numerous therapeutic options in this setting without a clear standard of care. Of the commonly used regimens, triple combination chemotherapy with either docetaxel, cisplatin, and 5-FU (DCF) or epirubicin, oxaliplatin, and capecitabine (EOX) probably has the strongest claims to this role for the majority of fit patients. However, there is a pressing need for assessing new agents, both cytotoxic and molecularly targeted, in the advanced and adjuvant settings.
Resectable Disease
Surgery
Complete surgical resection of the tumor and adjacent lymph nodes remains the only chance for cure. Unfortunately, only 20% of US patients with gastric cancer have disease at presentation amenable to such therapy. Resection of gastric cancer is indicated in patients with stage I to III disease. Tumor size and location dictate the type of surgical procedure to be used. An exploration to exclude carcinomatosis just prior to the definitive resection is justified in this disease. Current surgical issues include subtotal versus total gastrectomy (TG), extent of lymph node dissection, and palliative surgery.
Subtotal versus TG Subtotal gastrectomy (SG) may be performed for proximal cardia or distal lesions, provided that the fundus or cardioesophageal junction is not involved (Fig. 5.1). TG is more appropriate if tumor involvement is diffuse and arises in the body of the stomach, with extension to within 6 cm of the cardia. TG is associated with increased postoperative complications, mortality, and quality-of-life decrement, necessitating thorough consideration of complete gastric resection (Fig. 5.2).

FIGURE 5.1 Subtotal gastrectomy.

FIGURE 5.2 Total gastrectomy.
Extent of Lymph Node Dissection Regional lymph node dissection is important for accurate staging and may have therapeutic benefit as well. The extent of lymphadenectomy is categorized by the regional nodal groups removed (Table 5.2). At least 16 lymph nodes must be reported for accurate AJCC staging. D2 lymphadenectomy is reported to improve survival in patients with T1, T2, T3, and some serosa-involved (currently T4a) lesions as compared to D1. However, factors such as operative time, hospitalization length, transfusion requirements, and morbidity are all increased. The routine inclusion of splenectomy in D2 resections is no longer advocated given higher postoperative complications. The greatest benefit of more extensive lymph node dissection may occur in early gastric cancer lesions with small tumors and superficial mucosal involvement as up to 20% of such lesions have occult lymph node involvement.

Radiation Therapy
■For patients with locally advanced or metastatic disease, moderate doses of external-beam radiation can be used to palliate symptoms of pain, obstruction, and bleeding, but do not routinely improve survival.
■Local or regional recurrence in the gastric or tumor bed, the anastomosis, or regional lymph nodes occurs in 40% to 65% of patients after gastric resection with curative intent. The high frequency of such relapses has generated interest in perioperative therapy. Radiotherapy (RT) in this setting is limited by the technical challenges inherent in abdominal irradiation, optimal definition of fields, diminished performance status, and nutritional state of many patients with gastric cancer.
■A prospective randomized trial from the British Stomach Cancer Group failed to demonstrate a survival benefit for postoperative adjuvant radiation alone, although locoregional failures had decreased from 27% to 10.6%.
■Attempts to improve the efficacy and minimize toxicity with newer RT techniques have been investigated. Sixty patients who underwent curative resection at the National Cancer Institute were randomized to either receive adjuvant intraoperative radiotherapy (IORT) or conventional RT. IORT failed to afford a benefit over conventional therapy in overall survival and remains unavailable to many outside of a clinical trial or specialized center.
■In patients with locally unresectable pancreatic and gastric adenocarcinoma, the Gastrointestinal Tumor Study Group (GITSG) has shown that combined-modality therapy is superior to either RT or chemotherapy alone. On the basis of this concept, combined chemoRT (typically in combination with 5-FU) has been evaluated in both the neoadjuvant (preoperative) and the adjuvant (postoperative) settings.
Perioperative Chemoradiotherapy
Aside from GEJ and high gastric cardia tumors, the available data on the role of neoadjuvant chemoRT for gastric cancer are not conclusive. Although neoadjuvant therapy may reduce the tumor mass in many patients, several randomized, controlled trials have shown that, compared with primary resection, a multimodal approach does not result in a survival benefit in patients with potentially resectable tumors. In contrast, for some patients with locally advanced tumors (i.e., patients in whom complete tumor removal with upfront surgery seems unlikely), neoadjuvant chemoRT may increase the likelihood of complete tumor resection on subsequent surgery. However, predicting those likely to benefit from this approach remains an ongoing research question.
Adjuvant chemoRT has been evaluated in the United States. In a phase 3 Intergroup trial (INT-0116), 556 patients with completely resected stage IB to IV M0 adenocarcinoma of the stomach and GEJ were randomized to receive best supportive care or adjuvant chemotherapy (5-FU and leucovorin) and concurrent radiation therapy (45 Gy). With >6-year median follow-up, median survival was 35 months for the adjuvant chemoRT group as compared to 27 months for the surgery-alone arm (P = 0.006). Both 3-year overall survival (50% vs. 41%; P = 0.006) and relapse-free survival (48% vs. 31%; P < 0.0001) favored adjuvant chemoRT. Although treatment-related mortality was 1% in this study, only 65% of patients completed all therapies as planned and many had inadequate lymph node resections (54% D0). After 10-year median follow-up, persistent benefit in overall survival (HR 1.32; 95% CI 1.10 to 1.60; P= 0.0046) and relapse-free survival (HR 1.51; 95% CI 1.25 to 1.83; P = 0.001) were observed without excess treatment related late toxicities. This study established adjuvant chemoRT as a standard of care for gastric cancer in the United States.
Perioperative Chemotherapy
In Japan, patients who underwent complete surgical resection for stage II and III gastric cancer with D2 lymphadenectomy appeared to benefit from adjuvant S-1, a novel oral fluoropyrimidine. In a randomized controlled trial, patients were randomized to 1 year of monotherapy or surveillance only. The study was closed early after interim analysis confirmed a 3-year overall survival (80% vs. 70%; P = 0.002) and relapse-free survival (72% vs. 60%; P = 0.002) advantage in favor of adjuvant chemotherapy. At 5-year follow-up, the improved overall survival rate (72% vs. 61%) and relapse-free survival rate (65% vs. 53%) persisted. S-1 is approved for adjuvant therapy for gastric cancer in Japan and for advanced gastric cancer in Europe, but it is not commercially available in the United States.
In Europe, focus has been on the role of more potent polychemotherapy regimens in the perioperative setting without RT. The UK Medical Research Council conducted a randomized controlled trial (MAGIC trial) comparing three cycles of pre- and postoperative epirubicin, cisplatin, and 5-FU (ECF) to surgery alone in patients with resectable stage II to IV nonmetastatic gastric cancer; 503 patients were stratified according to surgeon, tumor site, and performance status. Perioperative chemotherapy improved 5-year overall survival (36% vs. 23%; P = 0.009) and reduced local and distant recurrence. There appeared to be significant downstaging by chemotherapy treatment, with more patients deemed by the operating surgeon to have had a “curative” resection (79% vs. 70%; P = 0.03), had smaller tumors (median 3 vs. 5 cm; P < 0.001), had T1/T2 stage tumors (52% vs. 37%; P = 0.002), and had N1/N2 stage disease (84% vs. 71%; P = 0.01). Toxicity was feasible with postoperative complications comparable; however, nearly one-third of patients who began with preoperative chemotherapy did not receive postoperative chemotherapy due to progressive disease, complications, or patient request.
A French multicenter trial also showed a survival benefit for perioperative chemotherapy. Patients with potentially resectable stage II or higher adenocarcinoma of the stomach, GEJ, or distal esophageal (total 224) were randomly assigned to two or three preoperative cycles of cisplatin/5-FU infusion and three or four postoperative cycles of the same regimen versus surgery alone. At a median follow-up of 5.7 years, 5-year OS (38% vs. 24%; HR 0.69; 95% CI 0.50 to 0.95; P = 0.02) and disease-free survival (34% vs. 19%; HR 0.65; 95% CI 0.48 to 0.89; P = 0.003) was improved in the polychemotherapy arm. Curative resection rate was significantly improved with perioperative polychemotherapy (84% vs. 73%; P = 0.04) with similar postoperative morbidity in the two groups. In Europe, perioperative polychemotherapy is considered a standard of care.
Postoperative ChemoRT Versus Perioperative Chemotherapy
There are no randomized controlled trials directly comparing these two standards of care. The ARTIST randomized phase III trial did not show a survival improvement with adjuvant chemoRT compared to adjuvant chemotherapy alone in patients with D2 resected gastric cancer. Patients (n = 458, stage IB to IV M0) were randomly assigned to chemotherapy (capecitabine and cisplatin) or chemoRT (cisplatin/capecitabine followed by capecitabine/radiation [45 Gy] followed by cisplatin/capecitabine). After >4-year follow-up, no significant difference in locoregional recurrences (8.3% in chemo alone vs. 4.8% in chemoRT; P = 0.3533) or distant metastases (24.6% in chemo vs. 20.4% in chemoRT; P = 0.5568) were observed. Treatment completion rate was better than the INT-0116 trial with 75% of patients having completed the planned chemotherapy and 82% the chemoRT. Given that a multivariate analysis showed chemoRT improved 3-year disease-free survival in those with node-positive disease (HR 0.68; 95% CI 0.47 to 0.99; P = 0.047), a subsequent phase III trial (ARTIST-II) study to evaluate the benefit of chemoRT in patients who underwent D2 lymph node dissection with positive lymph nodes has been planned.
CALGB 80101, a US Intergroup study, compared the INT-0116 adjuvant chemoRT versus postoperative ECF before and after chemoRT. Patients (n = 546) with completely resected gastric or GEJ tumors that were ≥T2 or node positive were included. Through a preliminary report, patients receiving ECF had lower rates of diarrhea, mucositis, and grade ≥4 neutropenia. However, the primary endpoint of overall survival was not significantly better with ECF at 3 years (52% vs. 50%). The primary tumor location did not impact treatment outcome.
Unresectable or Metastatic Disease
Primary goals of therapy should focus on improvement in symptoms, delay of disease progression, pain control, nutritional support, and quality of life. Although a role for palliative surgery and RT exist (see previous sections), chemotherapy remains the primary means of palliative treatment in this setting. The most commonly administered chemotherapeutic agents with objective response rates in advanced gastric cancer include mitomycin, antifolates, anthracyclines, fluoropyrimidines, platinums, taxanes, and topoisomerase inhibitors. Monotherapy with a single agent results in a 10% to 30% response rate with mild toxicities (Table 5.3). 5-FU is the most extensively studied agent, producing a 20% response rate. Complete responses with single agents are rare and disease control is relatively brief. Combination chemotherapy provides a better response rate with survival advantage over best supportive care in randomized studies.
Palliative Surgery and Stents
This should be considered in patients with obstruction, bleeding, or pain, despite operative mortalities of 25% to 50%. Gastrojejunostomy bypass surgery alone may provide a twofold increase in mean survival. The selection of patients most likely to benefit from this or other palliative surgical interventions requires further evaluation with prospective studies and multidisciplinary conference discussion.
Plastic and expansile metal stents are associated with successful palliation of obstructive symptoms in more than 85% of patients with tumors in the GEJ and in the cardia.
Palliative Chemotherapy Various combinations of active agents have been reported to improve the response rate (20% to 50%) among patients with advanced gastric carcinoma (Table 5.4). While utilizing 5-FU as a backbone, FAMTX (5-FU, doxorubicin, methotrexate) became an international standard after direct comparison to FAM (5-FU, doxorubicin, mitomycin) supporting a superiority with a survival advantage for FAMTX. The addition of cisplatin into combination regimens was supported by subsequent studies in both Europe and the United States.
Historically, the most commonly used combination regimens include FAMTX, FAM, FAP, ECF, ELF, FLAP (5-FU, leucovorin, doxorubicin, cisplatin), PELF (cisplatin, epidoxorubicin, leucovorin, 5-FU with glutathione and filgrastim), and FUP or CF (5-FU, cisplatin). The combination of a fluoropyrimidine and platinum is most commonly used in the United States.
Newer Chemotherapy Agents Newer chemotherapeutic agents, including irinotecan, docetaxel, paclitaxel, and alternative platinums and fluoropyrimidines, have shown promising activity as single agents and are being actively incorporated into combination therapy (see Tables 5.3 and 5.4). A complete review of all agents is beyond the scope of this chapter.


Docetaxel is FDA approved in combination with cisplatin and 5-FU (DCF) in patients with advanced or metastatic gastric cancer based on the results of a large phase 3 international trial; 445 patients were randomized to receive cisplatin and 5-FU with or without docetaxel. The addition of docetaxel resulted in an improvement in tumor response (37% vs. 25%; P = 0.01), time to progression (5.6 vs. 3.7 months; P < 0.001), and median survival (9.2 vs. 8.6 months; P = 0.02) with a doubling of 2-year survival (18% vs. 9%). These findings were at the cost of anticipated increased toxicity; however, maintenance of quality of life and performance status indices were longer for DCF. In a Japanese study, 20% of patients who showed no response to previous chemotherapy had a partial response to monotherapy with docetaxel.
S-1 is an oral fluoropyrimidine derivative composed of tegafur (5-FU prodrug), 5-chloro-2, 4-dihydroxypyridine (inhibitor of 5-FU degradation), and potassium oxonate (inhibitor of gastrointestinal toxicities). Because of the favorable safety profile of S-1 compared to infusional 5-FU, a multicenter prospective randomized phase III trial was conducted in 24 Western countries including the United States. Previously untreated patients (n = 1,053) with advanced gastric or GEJ adenocarcinoma were randomized to either cisplatin/S-1 or cisplatin/infusional 5-FU. The median overall survival (8.6 vs. 7.9 months; P = 0.20), overall response rate (29.1% vs. 31.9%; P = 0.40), median duration of response (6.5 vs. 5.8 months; P = 0.08), and treatment-related deaths (2.5% vs. 4.9%; P < 0.05) favored the cisplatin/S-1 arm. The cisplatin/S-1 arm had significant favorable toxicities as well. The lack of survival benefit but improved toxicity profile could have been due to the lower dose of cisplatin used in the cisplatin/S-1 arm.
Capecitabine is another oral fluoropyrimidine that has been substituted for infusional 5-FU in a variety of settings. It was formally evaluated with encouraging results in combination with a platinum alternative.
Oxaliplatin is a third-generation platinum with less nephrotoxicity, nausea, and bone marrow suppression than cisplatin. In a two-by-two designed study in patients with advanced gastric cancer, standard ECF chemotherapy was modified with oxaliplatin substituted for cisplatin and capecitabine substituted for 5-FU; 1,002 patients were randomly allocated between the four arms (ECF, EOF, ECX, and EOX). Capecitabine and oxaliplatin appeared as effective as 5-FU and cisplatin, respectively. Response rates and progression-free survival were nearly identical between the groups, with the EOX regimen showing superiority in overall survival over ECF (11.2 vs. 9.9 months; P = 0.02).

Biologic/Targeted Agents
New biologic therapies aimed to inhibit or modulate targets of aberrant signal transduction in gastric cancer have been actively investigated. Inhibition of angiogenesis, vascular endothelial growth factor (VEGF), and epidermal growth factor (EGF) pathways are an early focus of clinical testing (Table 5.5).
Epidermal Growth Factor Receptor-2 (HER2)
Overexpression of EGF receptor (EGFR)-2 (HER2) is seen in approximately 7% to 22% of esophageogastric cancers. The prognostic significance of HER2 overexpression in esophagogastric adenocarcinoma is unclear. Similar to breast cancer, HER2 overexpression is predictive for response to anti-HER2 therapies. HER2 protein expression is assessed by immunohistochemical (IHC) staining and gene amplification by fluorescence in situ hybridization (FISH). HER2 overexpression in esophagogastric cancer is different from that of breast cancer because it tends to spare the digestive luminal membrane. Thus, an esophagogastric cancer with only partially circumferential (i.e., “basolateral” or “lateral”) membrane staining can still be categorized as 2+ or 3+. In contrast, a breast tumor must demonstrate complete circumferential membrane staining to be designated as 2+ or 3+. Using breast cancer HER2 interpretation criteria may underestimate expression in esophagogastric cancers. Modified criteria for interpreting HER2 by IHC in esophagogastric cancers were developed and validated with a high concordance rate of HER2 gene amplification and HER2 protein overexpression for IHC 0-1+ and 3+ cases. For an equivocal IHC 2+ expression, FISH analysis is recommended for confirmation.
Therapeutic targeting of HER2 overexpressing esophagogastric cancers by a monoclonal antibody, trastuzumab, was studied in combination with chemotherapy. Patients (n = 592) with HER2 overexpressed advanced gastric and GEJ adenocarcinoma (ToGA trial) were randomized to standard chemotherapy (cisplatin/5-FU) with or without trastuzumab. The study demonstrated improved median overall survival (13.8 vs. 11.1 months; HR 0·74; 95% CI 0·60 to 0·91; P = 0.0046) in those receiving trastuzumab. The toxicities between the two arms were comparable. Subgroup analysis demonstrated that patients with HER2 IHC 3+ scores derived the greatest benefit from targeted therapy (HR 0.66; 95% CI 0.50 to 0.87). This trial established a new standard of care for advanced HER2-overexpressing esophagogastric tumors.
Epidermal Growth Factor Receptor
Overexpression of epidermal growth factor receptor (EGFR) is seen in 27% to 64% of gastric cancers with some studies suggesting it as a poor prognostic variable. Cetuximab is a partially humanized murine anti-EGFR monoclonal antibody that has been most extensively studied in gastric cancer. This agent has minimal activity as a single agent, while in combination with doublet or triplet chemotherapy regimens it showed variable overall response rates (Table 5.5). The EXPAND trial randomized 904 patients with metastatic or locally advanced gastric cancer to chemotherapy (cisplatin and capecitabine) with or without cetuximab. The addition of cetuximab provided no benefit in progression-free survival but added toxicity. A fully humanized anti-EGFR monoclonal antibody (panitumumab) in combination with EOC (epirubicin, oxaliplatin, and capecitabine) was investigated in a randomized phase III (REAL-3) study. The addition of panitumumab to chemotherapy significantly reduced survival from 11.3 to 8.8 months.
Of note, small molecule tyrosine kinase inhibitors of the EGFR (i.e., erlotinib and gefitinib) showed very limited activity in multiple phase II trials. Dual inhibitors of both HER2 and EGFR (i.e., lapatinib) are also under investigation. Based upon currently available evidence, anti-EGFR therapy should not be used outside the context of a clinical trial.
Targeting Angiogenesis
A high tumor and circulating serum level of vascular endothelial growth factor (VEGF) in gastric cancer is associated with a poor prognosis. A monoclonal antibody against VEGF, bevacizumab, has been tested in combination with first-line chemotherapy (cisplatin/capecitabine or 5-FU) in advanced gastric cancer. Although the initial phase II study showed promising overall survival, the benefit was not sustained in the global, phase III AVAGAST study. The study randomized 774 patients to cisplatin/fluoropyrimidine combination chemotherapy with or without bevacizumab. Response rate (46% vs. 37%; P = 0.0315) and progression-free survival (6.7 vs. 5.3 months; P = 0.0037) were both improved with bevacizumab; however, there was no improvement in overall survival (12.2 vs. 10.1 months; P = 0.1002). Bevacizumab is currently under investigation in combination with doublet or triplet chemotherapy in the perioperative setting in gastric or esophagogastric cancer. Alternate antiangiogenetic inhibitors using small molecule inhibitors are also under active investigation.
TREATMENT OF GASTRIC CANCER ACCORDING TO STAGE
Stage 0 Gastric Cancer
Stage 0 indicates gastric cancer confined to the mucosa. Based on the experience in Japan, where stage 0 is diagnosed more frequently, it has been found that more than 90% of patients treated by gastrectomy with lymphadenectomy will survive beyond 5 years. An American series has confirmed these findings. No additional perioperative therapy is necessary.
Stage I and II Gastric Cancer
■One of the following surgical procedures is recommended for stage I and II gastric cancer:
•Distal SG (if the lesion is not in the fundus or at the cardioesophageal junction)
•Proximal SG or TG, with distal esophagectomy (if the lesion involves the cardia)
•TG (if the tumor involves the stomach diffusely or arises in the body of the stomach and extends to within 6 cm of the cardia or distal antrum)
•Regional lymphadenectomy is recommended with all of the previously noted procedures
•Splenectomy is not routinely performed
■Postoperative chemoRT is recommended for patients with at least stage IB disease.
■Perioperative polychemotherapy could also be considered for patients who present with at least a T2 lesion preoperatively.
Stage III Gastric Cancer
■Radical surgery: Curative resection procedures are confined to patients who do not have extensive nodal involvement at the time of surgical exploration.
■Postoperative chemoRT or perioperative polychemotherapy is recommended. The latter should be considered particularly for bulky tumors or with significant nodal burden.
Stage IV Gastric Cancer
Patients without Distant Metastases (M0)
Neoadjuvant polychemotherapy can be considered to improve resectability. Radical surgery is performed if possible, either followed by postoperative chemoRT or perioperative polychemotherapy.
Patients with Distant Metastases (M1)
All newly diagnosed patients with hematogenous or peritoneal metastases should be considered as candidates for clinical trials. For many patients, chemotherapy may provide substantial palliative benefit and occasional durable remission, although the disease remains incurable. Patients with HER2 overexpression should be treated with trastuzumab in combination with chemotherapy. Balancing the risks to benefits of therapy in any individual patient is recommended.
Peritoneal Carcinomatosis
In approximately 50% of patients with advanced gastric cancer, the disease recurs locally or at an intraperitoneal site, and this recurrence has a negative effect on quality of life and survival. Intraperitoneal (IP) 5-FU, cisplatin, and/or mitomycin have been used at select centers. IP chemotherapy administration does not routinely alter survival and should be reserved for clinical trials or practice at an experienced center.
POSTSURGICAL FOLLOW-UP
■Follow-up in patients after complete surgical resection should include routine history and physical examination, with liver function tests and CEA measurements being performed.
■Evaluation intervals of every 3 to 6 months for the first 3 years and then annually thereafter have been suggested.
■Symptom-directed imaging and laboratory workup is indicated, without routine recommendations otherwise.
■If TG is not performed, annual upper endoscopy is recommended due to a 1% to 2% incidence of second primary gastric tumors.
■Vitamin B12 deficiency develops in most TG patients and 20% of SG patients, typically within 4 to 10 years. Replacement must be administered at 1,000 µg subcutaneously or intramuscularly every month indefinitely.
PRIMARY GASTRIC LYMPHOMA
Gastric lymphomas are uncommon malignancies representing 3% of gastric neoplasms and 10% of lymphomas.
Classification and Histopathology
Gastric lymphomas can be generally classified as primary or secondary.
■Primary gastric lymphoma (PGL) is defined as a lymphoma arising in the stomach, typically originating from mucosa-associated lymphoid tissue (MALT). PGL can spread to regional lymph nodes and can become disseminated. Most are of B-cell NHL origin, with occasional cases of T-cell and Hodgkin’s lymphoma seen. Examples of PGLs include extranodal marginal zone B-cell lymphoma of MALT type previously called low-grade MALT lymphoma, diffuse large B-cell lymphoma (DLBCL) previously called high-grade MALT lymphoma, and Burkitt’s and Burkitt’s-like lymphomas. This section will primarily address PGLs.
■Secondary gastric lymphoma indicates involvement of the stomach associated with lymphoma arising elsewhere. The stomach is the most common extranodal site of lymphoma. In an autopsy series, patients who died from disseminated NHL showed involvement of the gastrointestinal tract in 50% to 60% of cases. Examples of secondary gastric lymphoma include several common advanced-stage systemic NHLs, particularly mantle cell lymphoma.
Epidemiology
■The prevalence of PGL has been increasing over the last 20 years without a clear explanation.
■PGL incidence rises with age, with a peak in the sixth to seventh decades with a slight male predominance.
■Risk factors include H. pylori-associated chronic gastritis (particularly low-grade MALT lymphoma), autoimmune diseases, and immunodeficiency syndromes including AIDS and chronic immunosuppression.
Diagnosis
Clinical symptoms that are most common at presentation include abdominal pain, weight loss, nausea, vomiting, and early satiety. Frank bleeding is uncommon and patients rarely present with perforation. Findings on upper endoscopy are diverse and may be identical to typical adenocarcinoma.
Since PGL can infiltrate the submucosa without overlying mucosal changes, conventional punch biopsies may miss the diagnosis. Deeper biopsy techniques should be employed. If an ulcer is present, the biopsy should be at multiple sites along the edge of the ulcer crater. Specimens should be pathologically evaluated by both standard techniques to determine histology and H. pylori positivity as well as flow cytometry to determine clonality and characteristics of any infiltrating lymphocytes. The latter requires fresh tissue placed in saline, not preservative. In addition, fluorescence in situ hybridization (FISH) or polymerase chain reaction (PCR) are used to test for t(11;18). This cytogenetic finding is associated with more advanced disease and relative resistance to H. pylori therapy.
Staging
The Lugano staging system is commonly used for gastric lymphoma because the Ann Arbor stating system is considered to be inadequate as it does not incorporate depth of tumor invasion which is known to affect the prognosis. Early (stage IE/IIE) disease includes a single primary lesion or multiple, noncontiguous lesions confined to the GI tract that may have local or distant nodal involvement. There is no stage III in the Lugano system. Advanced (stage IV) has disseminated nodal involvement or concomitant supradiaphragmatic involvement. Patients present with stage IE and IIE PGL with an equal prevalence ranging between 28% and 72%.
Presentation with high-grade and low-grade disease is also equal, with 34% to 65% of disease presenting as high-grade lymphoma and 35% to 65% presenting as low-grade lymphoma. CT scanning of the chest and abdomen is important to determine the lymphoma nodal involvement. FDG-PET scanning and bone marrow biopsy may be useful in high-grade PGL staging.
Treatment
Treatment of PGL is dependent primarily on the stage and histologic grade of the lymphoma. However, given the rarity of the disease and lack of clinical trial data, treatment recommendations are based primarily on retrospective studies.
Extranodal marginal zone B-cell lymphoma of MALT type is usually of low-grade histology (40% to 50%) and confined to the stomach (70% to 80% stage IE). Very good epidemiologic data support H. pylori-induced chronic gastritis as a major etiology for this tumor. Eradication of H. pylori infection with antibiotics should be the initial standard treatment. Complete histologic regression of the lymphoma has been demonstrated in 50% to 80% of patients treated in this manner with good long-term disease-free survival. Radiation therapy (RT) can provide durable remission for cases that relapse or are H. pylori-negative. One-third of PGL is associated with the t(11;18) translocation which has a low response to H. pylori therapy and should warrant consideration of RT as a primary treatment. More advanced stage or aggressive histologies at presentation should be treated like DLBCL.
Previously called high-grade MALT lymphoma, DLBCL is a more aggressive PGL. Eradication of H. pylori provides less reliable and durable disease control. Gastrectomy was the traditional treatment of choice; however, this appears to be no longer necessary. Five hundred eighty-nine patients with stage IE and IIE DLBCL PGL were randomized to receive surgery, surgery plus RT, surgery plus chemotherapy, or chemotherapy alone. Chemotherapy was six cycles of cyclophosphamide, doxorubicin, vincristine, and prednisone (CHOP). Overall survivals at 10 years were 54%, 53%, 91%, and 96% respectively. Late toxicity and complications were more frequent and severe in those receiving surgery. Gastric perforation or bleeding as a result of initial chemotherapy was not evident. Organ preservation has been a major advance for this disease with the use of chemotherapy.
Highly aggressive PGLs including Burkitt’s and Burkitt’s-like lymphomas have seen dramatic improvement in survival over the past decade as a result of potent chemotherapy combinations for systemic disease as well as better treatment of underlying immunodeficiency states (i.e., highly effective antiretroviral therapy for AIDS).
REVIEW QUESTIONS
1.A 62-year-old man presented to his PCP with abdominal pain, nausea, early satiety, night sweats, and weight loss over the past 3 months. His past medical history includes hypertension, hypothyroidism, and chronic gastritis. Physical examination was unremarkable and laboratory studies including and CT scans were unremarkable. Upper endoscopy showed gastric mucosal erythema and nodularity. The biopsy showed the presence of dense diffuse infiltrate of centrocyte like cells in lamina propria with prominent lymphoepithelial lesions. H. pylori was positive. EUS did not reveal regional lymphadenopathy. What is the best next step before considering the treatment?
A.Chemotherapy and radiation
B.Bone scan
C.Surgery consultation
D.Florescence in situ hybridization for t(11:18) translocation
E.Intraoperative radiotherapy
2.A 56-year-old woman was referred to you by her PCP. She has a history of peptic ulcer disease and had undergone partial gastrectomy 5 years ago for peptic ulcer perforation. She does not have symptoms of PUD currently. She has good appetite and stable weight. She wanted to know if she would need screening for gastric cancer as she heard that partial gastrectomy is one of the risk factors for gastric cancer. Which one of the following statements is TRUE?
A.Because of the high risk of gastric cancer in patients after partial gastrectomy, the recommendation is to perform surveillance upper endoscopy 5 years after partial gastrectomy.
B.There are no sufficient data to recommend surveillance endoscopy after partial gastrectomy for nonmalignant disorders.
C.The risk of gastric stump cancer is threefold higher than general population 5 years after partial gastrectomy.
D.Because of the low overall incidence of gastric cancer in the United States, upper endoscopy is not recommended, regardless of risks.
E.Continued acid suppression from the PUD treatment is protective for gastric cancer.
3.A 65-year-old man presented to ER with worsening fatigue, shortness of breath, and black stool for 3 days. He noticed a few pounds’ weight loss and intermittent epigastric discomfort associated with food for a few months. He has no other major medical problems and has not seen a doctor for many years. Physical examination revealed a thin male with left supraclavicular lymphadenopathy. Other system examinations were unremarkable. Laboratory studies showed microcytic anemia (Hgb = 7.2) and positive heme occult blood in stool. LFT showed elevated AST (90), ALT (75), and alkaline phosphatase (230). EGD revealed nonbleeding ulcer at the gastric antrum with biopsy consistent with gastric adenocarcinoma. CT chest/abdomen/pelvis showed multiple liver lesions with perigastric and celiac lymphadenopathy. CEA was 38. He felt better after blood transfusion and Hgb improved appropriately. He has some limitations in doing strenuous activities but is ambulatory and can do daily activities without problems. Medical oncology was consulted to discuss the treatment options. Which of the following would you next recommend?
A.Radiation therapy
B.Palliative care alone
C.Trastuzumab in combination with chemotherapy if HER2 overexpressing
D.Chemotherapy and radiation
E.Chemotherapy in combination with bevacizumab
4.A 58-year-old woman was recently diagnosed with gastric adenocarcinoma of the distal stomach and underwent SG 4 weeks ago. She presented to your clinic today to discuss further treatment options. Pathology showed a tumor invading the subserosal connective tissue without invading the visceral peritoneum or adjacent structure and 0/16 lymph nodes were positive with clear margins and without lymphovascular or perineural involvement. She has no other medical problems and was previously healthy until the diagnosis of gastric cancer. She is recovering well from surgery. Physical examination revealed a well-appearing female, healing abdominal surgical wound with unremarkable examination otherwise. What is the optimal adjuvant treatment option for her?
A.Repeat resection with more extensive lymph node retrieval (D2)
B.Infusional fluoropyrimidine for 1 year
C.6 months of ECF (epirubicin, cisplatin, 5-FU) postoperative polychemotherapy
D.5-FU/leucovorin before, during, and after radiation therapy
E.Observation
5.A 53-year-old man presented with anorexia, epigastric discomfort, and early satiety for 3 months. He did not have significant medical problems and the symptoms were initially thought to be due to acid reflux related to his stressful job. The symptoms did not improve with PPI use. Physical examination was unremarkable and laboratory studies were within normal limits. Upper endoscopy was pursued which showed a 5-cm fungating nonbleeding mass in the gastric body. Subsequent EUS showed a tumor invading the muscularis propria with multiple enlarged perigastric lymph nodes. PET/CT showed no other occult sites of disease. The patient wishes to get the most aggressive treatment that would provide the best chance of cure. What would you recommend?
A.Surgery followed by adjuvant radiation
B.Neoadjuvant concurrent chemoradiation with cisplatin/5-FU regimen
C.Perioperative polychemotherapy with ECF (epirubicin, cisplatin, 5-FU)
D.Perioperative chemotherapy including bevacizumab
E.Palliative care
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