Maria Baggstrom • A. Craig Lockhart
I. ESOPHAGEAL CANCER
CT is an excellent initial staging tool, but depending on the CT results as well as the tumor location, further specialized testing may be necessary. If the patient does not have evidence of metastasis on CT, consultation with a thoracic surgeon and a radiation oncologist should follow.
In the absence of metastatic disease and if the patient is considered a candidate for curative surgery, an endoscopic ultrasound should be performed. This procedure, involving insertion of an ultrasound probe into the esophagus and stomach, allows the most precise assessment of depth of tumor involvement, length of esophagus affected, and magnitude of lymph node metastases, particularly paraesophageal and celiac nodes. A biopsy of suspicious lymph nodes can be done during the study.
Positron emission tomography (PET) scans are an important part of the staging evaluation of patients without clear evidence of metastasis on CT. FDG (2-fluoro-2-deoxy-D-glucose)-avid lymph nodes located in regions where therapy would be altered should be biopsied to confirm metastasis.
A primary tumor located above the carina increases the risk for tracheoesophageal fistula, indicating the need for bronchoscopy. Patients with tracheoesophageal fistulas often present with postprandial coughing and may sometimes have aspiration pneumonias.
The best chance for surgical cure involves removal of the entire tumor and draining lymph nodes with adequate proximal and distal margins. The three most frequently used approaches for resection are: (a) the Ivor Lewis approach, in which a laparotomy and right thoracotomy are performed for esophageal resection and gastric mobilization with an anastomosis in the upper thorax; (b) transhiatal esophagectomy, through a cervical and abdominal approach with cervical anastomosis; and (c) left thoracoabdominal approach, with an anastomosis below the aortic arch. After an esophagectomy, most patients are reconstructed with a primary esophagogastric anastomosis in the neck or chest.
Esophageal resection is a major surgery with a mortality rate of approximately 4% in experienced hands. Other complications of the surgery may include anastomotic leak, chylothorax, damage to the left recurrent laryngeal nerve, severe hemorrhage, and pulmonary embolus.
The cure rates from surgery are dependent on the stage of the cancer. Thirty percent to fifty percent of patients with stage I esophageal cancer will be cured by surgery alone. For patients with stage IIA and IIB disease, the 5-year survivals following surgery are 15% to 30% and 5% to 15%, respectively. Locoregional relapse after surgical resection ranges from 15% to 25%.
The most prominent study evaluating neoadjuvant chemoradiotherapy is the CROSS trial (N Engl J Med 2012;366:2074). In the CROSS study, 368 patients with resectable esophageal cancers of both histologic subtypes (squamous and adenocarcinoma) were randomly assigned to immediate surgery or weekly administration of neoadjuvant carboplatin (doses titrated to an area under the curve of 2 mg/mL/min) and paclitaxel (50 mg/m2) for 5 weeks and concurrent radiotherapy (41.4 Gy in 23 fractions, 5 days/ week), followed by surgery. Median overall survival was 49.4 months in the chemoradiotherapy–surgery group versus 24 months in the surgery group (hazard ratio [HR], 0.657; 95% confidence interval [CI], 0.495 to 0.871; P=0.003). For patients with locally advanced but surgically resectable esophageal cancers, neoadjuvant chemoradiotherapy is recommended by the National Comprehensive Cancer Network (NCCN).
Postoperative chemoradiotherapy has a role in the treatment of selected patients with esophageal cancer (New Engl J Med 2001;345:725). The SWOG 9008/INT 0116 randomized 556 patients with resected adenocarcinoma of the stomach or gastroesophageal junction, stage IB through IVM0, to surgery plus postoperative chemoradiotherapy or surgery alone. The adjuvant treatment consisted of 425 mg of fluorouracil/m2/day, plus 20 mg of leucovorin/m2/day, for 5 days, followed by 4,500 cGy of radiation at 180 cGy per day, given 5 days per week for 5 weeks, with modified doses of fluorouracil and leucovorin on the first 4 and the last 3 days of radiotherapy. The median overall survival in the surgery-only group was 27 months, compared with 36 months in the chemoradiotherapy group; the HR for death was 1.35 (95% confidence interval, 1.09 to 1.66; P=0.005). The HR for relapse was 1.52 (95% CI, 1.23 to 1.86; P<0.001). Since approximately 20% of the patients in this study had lesions at the gastroesophageal junction, this approach is commonly applied to patients with adenocarcinomas of the distal esophagus who have not received preoperative therapy. Patients with gross or microscopic residual disease following surgery are felt to benefit from combined modality chemoradiotherapy. Adjuvant chemoradiotherapy in patients with squamous cell cancers without residual disease after resection is less defined. In the current NCCN Guidelines, observation is recommended for those with squamous cell carcinoma.
The two most common pathologic subtypes of esophageal cancer are squamous cell carcinoma and adenocarcinoma. Other histologic types such as sarcomas, small cell carcinomas, and lymphomas are extremely rare. Of the two most common histologies, squamous cell tumors make up 98% of malignancies in the upper and middle one-third of the esophagus, whereas adenocarcinoma is found predominantly in the lower third. Previously, squamous cell carcinoma was the most frequent subtype, but over the past 30 years, the incidence of adenocarcinoma has been increasing rapidly in the Western world. The reason for this shift is unknown. In non-Western countries, squamous cell cancers represent the majority of esophageal cancers, with adenocarcinomas remaining relatively unusual.
The incidence of esophageal cancer increases with age and is rarely found among patients younger than 40 years. Squamous cell carcinoma affects African American men six times more than it affects White men, whereas adenocarcinoma affects Whites four times as much. All subtypes of esophageal cancers affect men three times as often as they do women.
Several factors can increase the risk of developing esophageal cancer. The long-term use of tobacco and alcohol are predisposing factors for development of squamous cell carcinoma of the esophagus. Dietary factors such as inadequate vegetable and fruit intake may also increase the risk of the development of this cancer. Nitrosamines and their precursors (found in pickled vegetables, moldy or fermented foods, and smoked fish) are known to promote cancerous changes in the esophagus. Tylosis, a rare genetic syndrome, carries the highest risk of developing squamous cell carcinoma from chronic inflammation and stasis (1,000-fold risk). It is an autosomal dominant trait characterized by hyperkeratosis of the palms and soles that may produce defective vitamin A metabolism. Other conditions associated with esophageal cancer are head and neck malignancies, celiac disease, and gastroesophageal reflux disease.
Barrett’s esophagus increases the risk of adenocarcinoma by 30 to 125 times that of the healthy patient population. In this disorder, the normal squamous epithelium of the esophagus is destroyed by chronic gastroesophageal reflux of acid, pepsin, and bile, and is ultimately replaced by a specialized intestinal columnar epithelium.
Once a diagnosis of gastric carcinoma is made, further staging is necessary. As in esophageal cancer, CT scans and PET/CT are used to evaluate for metastatic disease. In cases where surgical resection for cure is being considered, endoscopic ultrasound may be used to evaluate the tumor depth and involvement of local lymph nodes. Unfortunately, metastatic peritoneal deposits may not be seen on routine imaging, and a diagnostic laparotomy is necessary to rule this out before embarking on definitive therapy.
Gastric cancer is staged according to the AJCC TNM criteria.
Patients with cancers localized to the distal stomach may be cured with subtotal gastrectomy. Other sites are usually treated with total gastrectomy. With surgical resection, the standard of care surgery should include a D2 lymph node dissection that removes the perigastric nodes along the greater and lesser curvature (the N1 group of nodes) as well as the nodes along the left gastric artery, the common hepatic artery, the celiac artery, and the splenic artery (the N2 group of nodes). The tail of the pancreas and the spleen are sometimes removed additionally in a D2 dissection, although this procedure has been noted to increase morbidity and mortality (Lancet Oncol 2010;11:439).
The NCCN Guidelines recommend a D2 resection along with an examination of at least 15 lymph nodes. In Asian countries, D2 dissections are routinely completed. In the United States, D2 resections are less commonly achieved owing to concerns about greater morbidity. Patients should therefore be referred for surgery at centers with experience in these procedures.
Adjuvant chemotherapy studies had not clearly shown a benefit until the recent CLASSIC study was reported (Lancet 2012;379:315). In this study, 1035 patients with stage II-IIIB gastric cancers who had undergone a D2 gastrectomy with curative intent were randomized to adjuvant chemotherapy of eight 3-week cycles of oral capecitabine (1,000 mg/m2) twice daily (on days 1 to 14 of each cycle) plus intravenous oxaliplatin (130 mg/m2) (on day 1 of each cycle) for 6 months versus surgery only. Three-year disease-free survival was 74% (95% CI 69 to 79) in the adjuvant group and 59% (53 to 64) in the surgery-only group (HR 0·56, 95% CI 0·44 to 0.72; p<0·0001). Therefore, adjuvant chemoradiotherapy is considered standard of care for patients who have had completely resected stage IB or more advanced gastric adenocarcinoma where adjuvant chemotherapy without radiation can be considered for patients who have had a D2 resection. For patients who had positive margins at resection, combination chemoradiation is also considered standard of care.
Neoadjuvant/perioperative chemotherapy has been tested to make unresectable cancers operable and to improve overall survival. The most prominent trial is the MAGIC trial, where 503 patients with at least stage II adenocarcinoma of the stomach, gastroesophageal junction, and distal esophagus were randomized to surgery alone or chemotherapy, in addition to surgery (N Engl J Med 2006;355:11). The chemotherapeutic regimen was ECF (epirubicin 50 mg/m2 on day 1, cisplatin 60 mg/m2 on day 1, and 5-FU 200 mg/m2 by c.i.v.i. on days 1 to 21) every 3 weeks for three cycles before surgery and then three cycles after surgery. The chemotherapy arm showed a statistically significant downsizing of the tumor as well as significant improvement in survival. The 5-year survival was 36% in the chemotherapy arm versus 23% in the surgery-only arm. Interestingly, only 42% of the patients randomized to chemotherapy were able to complete the three postoperative cycles. On the basis of the results of Intergroup 116, the CLASSIC and the MAGIC trials, it is clear that surgery alone is not sufficient therapy for gastric cancer. What remains unclear is the role for adjuvant or neoadjuvant versus perioperative therapy and the role of radiation therapy RT. Currently, NCCN recommends (with equal category 1 ratings) perioperative chemotherapy in patients who have not had surgery or adjuvant chemoradiotherapy in patients who have had surgery. Adjuvant chemotherapy as a single modality can be considered in patients who have undergone a D2 resection.
Antiangiogenic therapies have a proven role in a variety of malignancies and recent clinical trials in patients with gastric and gastroesophageal junction adenocarcinomas have validated the use of this treatment strategy in these cancers. Ramucirumab is a monoclonal antibody VEGFR-2 antagonist that is FDA approved for treatment of patients with gastric and gastroesophageal junction adenocarcinomas. The RAINBOW study (Lancet Oncology 2014 - 15(11):1224–35) was a randomized phase 3 trial comparing ramucirumab plus paclitaxel versus placebo plus paclitaxel in patients with previously treated advanced gastric or gastroesophageal junction adenocarcinomas. Patients receiving the combination regimen had improved overall survival (median 9.6 months versus 7.4 months; hazard ratio 0.807 [95% CI 0.678-0.962]; p=0.017). In the REGARD study (Lancet 2014 - 383(9911):31–9), patients with previously treated advanced gastric or gastroesophageal junction adenocarcinomas were randomized to receive ramucirumab monotherapy or placebo. The patients receiving ramucirumab had improved median overall survival (5.2 months versus 3.8 months; hazard ratio 0.776, [95% CI 0.603-0.998]; p=0.047). Therefore, ramucirumab in combination with paclitaxel or as monotherapy, is considered a standard second-line treatment option for patients with advanced gastric cancers.
Two classification systems for gastric adenocarcinoma are used. The Lauren classification divides gastric adenocarcinomas into the intestinal and diffuse types. The intestinal type arises from a background of intestinal metaplasia and shows differentiation resembling that of a colonic adenocarcinoma. Intestinal type is predominant in endemic areas, affects older patients, and often metastasizes first to the liver. The diffuse type is poorly differentiated, affects younger patients, and has a tendency to metastasize to the peritoneum, resulting in implants and malignant ascites. Patients with the intestinal type appear to have better outcomes overall.
The Borrmann classification divides adenocarcinomas by their growth pattern. Types I and II are polypoid and heaped-up ulcers, respectively, and are associated with the intestinal type. Type III is an ulcerated infiltrating tumor, and type IV, diffusely infiltrating. This last type is also referred to as linitis plastica or leather bottle stomach and is associated with the diffuse type of adenocarcinoma. GE-junction tumors are usually the diffuse type. The boundaries between these groupings are not sharp, and some tumors are not easily categorized.
The intestinal and diffuse types of gastric cancer differ in regard to epidemiology and risk factors. The intestinal type is associated with consumption of large amounts of salt and preserved foods, and possibly with Helicobacter pylori infection. These irritants lead to intestinal metaplasia of the stomach, which can then transform into frank malignancy. Other predisposing factors include achlorhydria associated with pernicious anemia and previous partial gastrectomy for peptic ulcer. It is thought that the lack of stomach acid in these conditions predisposes to intestinal metaplasia. Despite this, long-term use of H2 blockers does not appear to be a risk factor.
The intestinal type of gastric cancer is more prevalent in Japan, where preserved and salty foods are widely consumed. The decrease in the incidence of gastric cancer in the United States may relate to the availability of refrigeration and a dietary shift toward fresh foods. Asian patients may have genetic predispositions increasing cancer risk as well, as the rate decreases in Japanese immigrants in the United States who adopt local diets, but remains elevated as compared with the U.S. populace as a whole. The diffuse type is more sporadic and is not associated with diet. It is the most common form found in the United States.
SUGGESTED READINGS
Bang YJ, Van Cutsem E, Feyereislova A, et al. Trastuzumab in combination with chemotherapy versus chemotherapy alone for treatment of HER2-positive advanced gastric or gastro-oesophageal junction cancer (ToGA): a phase 3, open-label, randomised controlled trial. Lancet 2010;376(9742):687–697.
Bang YJ, Kim YW, Yang HK, et al. Adjuvant capecitabine and oxaliplatin for gastric cancer after D2 gastrectomy (CLASSIC): a phase 3 open-label, randomised controlled trial. Lancet 2012;379(9813):315–321.
Cunningham D, Allum WH, Stenning SP, et al. Perioperative chemotherapy versus surgery alone for gastric cancer. N Engl J Med 2006;355:11.
Herskovic A, Martz K, al-Sarraf M, et al. Combined chemotherapy and radiotherapy compared with radiotherapy alone in patients with cancer of the esophagus. N Engl J Med 1992;326:1593.
Macdonald J, Smalley SR, Benedetti J, et al. Chemoradiotherapy after surgery compared with surgery alone for adenocarcinoma of the stomach or gastroesophageal junction. N Engl J Med 2001;345:725.
Songun I, Putter H, Kranenbarg EM, et al. Surgical treatment of gastric cancer: 15-year follow-up results of the randomised nationwide Dutch D1D2 trial. Lancet Oncol 2010;11(5):439–449.
van Hagen P, Hulshof MC, van Lanschot JJ, et al. Preoperative chemoradiotherapy for esophageal or junctional cancer. N Engl J Med 2012;366(22):2074–2084.