Kristen Sanfilippo • Tzu-Fei Wang
I. INTRODUCTION. Cancer patients have a 5- to 7-fold increased risk of developing venous thromboemboli (VTE) compared with noncancer patients (JAMA 2005;293:715), with cancer-associated VTE accounting for 20% to 30% of all VTEs (J Thromb Haemost 2007;5:692). Patients with cancer-associated VTE had decreased survival compared with their thrombosis-free counterparts matched by cancer type and stage. When treated with anticoagulation, cancer patients have higher rates of major bleeding events compared with patients with VTE without cancer (Blood 2002;100:3484).
The knowledge of these potential risk factors for VTE in cancer patients can guide clinicians to identify patients with increased risk of VTE.
Several risk prediction models have been generated to identify cancer patients at greatest risk of developing VTE. The 2013 American Society of Clinical Oncology (ASCO) VTE guidelines recommend the use of the model proposed by Khorana et al., given that it has been validated in a large population of cancer patients (Blood 2008;111:4902). The model was generated using a cohort of 4,066 ambulatory cancer patients initiated on chemotherapy. Several important risk factors for VTE were identified in multivariate analysis, including site of cancer, prechemotherapy platelet and leukocyte counts, hemoglobin or use of red cell growth factors, and body mass index (BMI). Each risk factor was assigned a corresponding score in the point system. Patients were then divided into three groups: high risk ($3 points), intermediate risk (1 to 2 points), and low risk (0 points), with VTE rates of 6.7%, 2%, and 0.3%, respectively, over a 2.5-month period. While the clinical utility of such models remains poorly defined beyond patient education, incorporation of these tools in the future will allow identification of patients at highest risk of VTE and potential consideration for thromboprophylaxis.
III. VENOUS THROMBOSES AND OCCULT CANCER. About 20% to 30% of all newly diagnosed VTE are cancer associated. The majority of these cases will present with thrombosis following diagnosis of an established malignancy. However, a significant percentage of patients with seemingly idiopathic VTE will subsequently be diagnosed with cancer. This association has raised the question of the clinical benefit of cancer screening in patients who present with idiopathic VTE.
In a landmark study by Prandoni et al. (N Engl J Med 1992;327:1128), 260 consecutive outpatients with objectively diagnosed deep vein thrombosis (DVT) were followed for 2 years. Development of cancer in patients was compared between the idiopathic (n = 153) and secondary DVT (n = 107) groups. History, physical, and routine laboratory testing were performed at VTE diagnosis in each group, identifying 3.3% (n = 5) of patients in the idiopathic (2 lung cancers, 1 multiple myeloma, 1 chronic lymphocytic leukemia, and 1 osteosarcoma) compared to no patients in the secondary DVT group with an underlying malignancy. During the 2-year follow-up in the remaining patients, symptomatic malignancies were diagnosed in 11 of 145 patients (7.6%) with idiopathic DVT compared to 2 of 105 patients (1.9%) with secondary DVT. The majority of malignancies (77%) were diagnosed in the first 12 months of follow-up, with all cases diagnosed by 18 months. A similar association between occult malignancy and idiopathic VTE is further supported by findings from retrospective studies using hospital discharge administrative databases.
Given the association, oncologists may be asked to evaluate patients with idiopathic VTE for occult cancer. Limited prospective data are available for guidance. In the SOMIT trial, 233 patients with newly diagnosed, idiopathic VTE were randomized to receive cancer screening (abdominal/pelvic ultrasound or computed tomography [CT], endoscopy, colonoscopy, hemoccult testing, sputum cytology, serum tumor markers, mammogram, and pelvic exam with cytology for women and prostate ultrasonography for men) or routine follow-up (J Thromb Haemost 2004;2:884). At baseline, all patients underwent history, physical, and routine laboratory tests, during which 32 cancers were diagnosed (14%). An additional 13 of 99 patients (13%) in the screening group were diagnosed with cancer based on the additional procedures. During the 2-year follow-up, one cancer was diagnosed in the screening arm compared to 10 cases in 102 patients in the control arm, with no significant difference in mortality between the arms (2% vs. 3.9%, respectively). However, the study was closed early due to poor accrual, failing to meet a target enrollment of 1,000 patients. A cost-effective analysis of the trial concluded that abdominal/pelvic CT was the most cost-effective test, and tumor markers were associated with high false-positive rates generating additional unnecessary testing.
In a second, large prospective cohort study (J Thromb Haemost 2004;2:876), the impact of cancer screening was also assessed in new, idiopathic VTE. In this trial, 864 patients were initially evaluated with history, physical (including rectal), breast and pelvic exam in women, routine laboratory tests (in addition to erythrocyte sedimentation rate and serum protein electrophoresis), and chest X-ray (CXR), at which time a total of 34 cancers were detected, the majority of which were limited in stage (61%). Patients who did not have a cancer diagnosed in step 1 (n = 830) underwent a “limited” workup consisted of an abdominal/pelvic ultrasound, Carcinoembryonic antigen (CEA), and Prostate-specific antigen (PSA) in men and CA-125 in women, revealing an additional 13 cancers. The remaining patients (n = 817) were followed for 12 months for the occurrence of cancer. During the 12-month follow-up, 14 additional malignancies were diagnosed, of which 14% were limited stage for a total of 61 malignancies. The results of this study suggest that in adults with idiopathic VTE, more than 50% of underlying occult malignancies can be detected with a limited initial evaluation, followed by age/sex appropriate cancer screening. Patients diagnosed at the time of presentation tend to be diagnosed with earlier stage cancers compared with those diagnosed during follow-up. Despite diagnosis at early stage, data have not yet indicated a proven survival benefit for cancer screening in patients with idiopathic VTE.
In summary, 20% to 30% of all newly diagnosed idiopathic VTEs are cancer associated. While a significant proportion of cancers are known at the time of VTE diagnosis, the majority of the remaining cases will be established between presentation and the following 12 months. Aggressive screening for occult cancers in asymptomatic patients with idiopathic VTEs has not been associated with improvement in survival and is thus not recommended. However, limited evaluation with history, physical, routine labs, and age/gender appropriate cancer screening is a reasonable strategy.
IV. PREVENTION OF VTE IN PATIENTS WITH CANCER. Cancer patients have a sevenfold increased risk of VTE compared to persons without cancer, with risk highest in the first 3 months after cancer diagnosis (53-fold increased risk) (JAMA 2005;293:715). One of the main reasons for this high risk of VTE is due to surgical, chemotherapy, and hormonal interventions, and can be reduced by employing prevention strategies.
Prospective studies comparing prophylactically dosed low molecular weight heparin (LMWH) versus unfractionated heparin (UFH) for 7 to 10 days postoperatively in cancer patients have consistently shown equivalent efficacy and safety with VTE rates of approximately 15% and major bleeding incidents of approximately 4%. These findings formed the basis for recommendations that cancer patients should receive postoperative VTE prophylaxis for 7 to 10 days following major surgery.
There are compelling data to support extended DVT prophylaxis beyond 10 days following some types of cancer surgery (i.e., abdominal and pelvic). In the ENOXACAN II study, patients were randomized to receive prophylactic enoxaparin for 6 to 10 (routine prophylaxis) versus 25 to 31 days (extended prophylaxis) after curative open surgery for abdominal or pelvic malignancies (N Engl J Med 2002;346:975). The incidence of DVT was significantly different: 12% for routine and 4% for extended prophylaxis, while bleeding complications were comparable (3.6% and 4.7% respectively). On the basis of this, the 2012 American College of Chest Physicians (ACCP) guidelines recommend extended DVT prophylaxis with LMWH for patients undergoing abdominal/pelvic open surgery for cancer (Chest 2012;141:e227S).
There is limited consensus on prophylactic regimens following minor or less invasive surgeries. Patients undergoing laparoscopic colorectal, urologic, and gynecologic cancer surgeries have documented increased risk for VTE complications. Thus, 7 to 10 days of postoperative DVT prophylaxis with UFH or LMWH is reasonable until future studies determine the ideal prophylaxis schedule for this population.
Lastly, patients who undergo surgery for central nervous system neoplasms have one of the highest rates of postoperative VTE and lowest tolerance for bleeding complications. Several prospective randomized trials have validated the safety and efficacy of VTE prophylaxis with UFH and LMWH starting approximately 24 hours after surgery (Br J Haematol 2004;128:291–302). These findings are supported in the ACCP guidelines recommending pharmacologic prophylaxis following craniotomy in cancer patients (Chest 2012;141:e227S).
On the basis of the available data, the 2012 ACCP guidelines recommend UFH or LMWH for VTE prophylaxis in hospitalized cancer patients (Chest 2012;141:e227S). Temporary risk factors for bleeding complications, including invasive procedures or thrombocytopenia, may require interruption of anticoagulant prophylaxis. Substitution of mechanical devices until the bleeding risk is resolved should be pursued, and should not lead to complete avoidance of UFH or LMWH. Ambulation should also be conscientiously encouraged during hospitalization.
Despite the efficacy and safety of primary VTE prophylaxis in the cancer population, routine primary VTE prophylaxis with anticoagulants during chemotherapy is not currently recommend. This is likely in part due to the overall low occurrence of VTE in the available studies, and the concern of increased risk of bleeding in cancer patients receiving chemotherapy. However, guidelines do recommend consideration of LMWH prophylaxis on a case-by-case basis in selected cancer patients with highest risk of VTE, accompanied by a thorough risk–benefit description. Additionally, patients with multiple myeloma receiving thalidomide- or lenalidomide-based therapy and/or dexamethasone have been documented to have an exceedingly high risk of VTE. Therefore, the guidelines do recommend pharmacologic prophylaxis with either aspirin 81 mg or prophylactic dose of LMWH in this unique population.
Optimal treatment for symptomatic CVC-associated DVTs is controversial. While the risk of symptomatic pulmonary embolism (PE) appears to be low, it remains a potentially fatal complication. Because of the lack of high-quality evidence, expert opinions have been used to guide routine practices. It is now thought that catheters can remain in place as long as it is still needed, functional, and with no other compelling reason for removal such as infections. Catheter should be removed whenever it is not needed or not functional. It is recommended to continue anticoagulation as long as the catheter is present, until 3 months after removal of the catheter, unless if bleeding risk is unacceptable. Current studies are underway to investigate whether shorter duration of anticoagulation (4 to 6 weeks) is appropriate after catheter removal.
VI. DIAGNOSIS AND TREATMENT OF VTE IN CANCER PATIENTS
CVC-associated upper extremity DVTs tend to be more centrally located, and ultrasonographic techniques have consistently been shown to have suboptimal sensitivities (ranging from 56% to 94%) with specificities of 100%. Therefore, although a positive upper extremity duplex color ultrasonographic study confirms a suspected CVC-associated DVT, a negative study in the setting of high suspicion requires more sensitive imaging techniques such as venography, CT, or magnetic resonance imaging to rule out a thrombus.
Thrombocytopenia, either cancer related or secondary to chemotherapy, complicates anticoagulation therapy. While data to define an evidence-based, safe, minimal platelet count are not available, expert opinions and anecdotal clinical experiences support the safety of therapeutic anticoagulation when the platelet count is >50,000/µL. When the platelet count drops below this level, lower intensity or interruption of chronic anticoagulation should be considered.
Several prospective, randomized, open-label studies have shown that LMWH is superior to VKAs in long-term management of VTE in cancer patients. The largest of these trials, the CLOT trial, randomized cancer patients to VKA versus dalteparin (LMWH) for 6 months following diagnosis of a first symptomatic VTE (N Engl J Med 2003;349:146). Patients receiving LMWH had a 52% reduction in VTE recurrence and no significant difference in major bleeding compared to those receiving VKA. A meta-analysis supported these findings when combing the results of eight prospective, randomized trials, reporting an overall 53% reduction in risk of recurrent VTE with LMWH compared to VKA therapy (HR 0.47; 95% CI 0.32 to 0.71) (Cochrane Database Syst Rev 2008:CD006650). The same meta-analysis found no difference in rates of bleeding or overall mortality between the two groups.
Based on the aforementioned evidence, the 2012 ACCP, 2013 ASCO, and the National Comprehensive Cancer Network, all recommend chronic anticoagulation with LMWH when possible for treatment of DVT or PE in cancer patients.
Novel oral anticoagulants (NOACs) such as rivaroxaban (Xarelto), dabigatran (Pradaxa), and apixaban (Eliquis) were approved for VTE and stroke prevention and VTE treatment in recent years. Among them, rivaroxaban is the only FDA-approved NOAC for VTE treatment in the general population currently. NOACs are attractive options in the cancer population, with their oral formulation, no need of monitoring, and less interactions with drug and diet. However, in all pivotal phase III trials leading to drug approval, cancer patients only constituted a small proportion of the enrollees. In addition, NOACs have not had head-to-head comparison with LMWH as the treatment of VTE, the superior and standard therapy for cancer patients. Given the lack of high-quality data, at the current time, major guidelines including ACCP, ASCO, and NCCN all recommend against routine use of NOAC for the treatment of VTE in the cancer population, and advocate further dedicated studies.
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